Human Resources Assistant
Jafferjee Brothers Exports (Pvt) Ltd
Director of compliance
Confidential united states, remote
Our client is an outsourced business services provider with operations in canada, the united states and throughout the worldA key business vertical of this $3 billion company services the financial services industryAn exciting opportunity has arisen for a dynamic and driven professional to join as the director of complianceThis is an excellent opportunity for an experienced industry professional to be part of a growing company, and to become a key strategic partner to the business.
The director of compliance, will report to the senior legal counsel and support the execution of the compliance programThe director will be responsible for responding to financial institution questionnaires, annual audits, continuity of business testing, and other annual assessments that are routinely conducted by the company’s banking customersThey will further provide compliance expertise across the organization on anti-money laundering / bank secrecy act (aml/bsa) risk, and by employing a systematic, disciplined approach to compliance, risk management, control and governance processes to ensure that business objectives are met.
More specifically the director of compliance will be accountable for:
+ fulfilling the requirements for the company and its client businessesThis includes being responsible for the compliance with aml/bsa and information security awareness programs requirements.
+ providing guidance on regulatory deadlines, changes, communications that affect the organization, and ensuring the implementation of internal policies and procedures.
+ maintaining relationships with various stakeholders including banking customers, branches and other internal departments.
+ completing all customers due diligence questionnaires and compliance requests.
+ preparing and coordinating all on-site enterprise audit/risk review/due diligence.
+ participating in the on-site enterprise audit/risk review/due diligence.
+ participating in the isae 3402 certification process.
+ communicating and addressing findings and compliance issues with necessary subject matter experts and departments.
+ monitoring findings remediation and develops adequate action plans to return to customers in collaboration with necessary subject matter experts and teams.
+ complying with federal, state, and local security legal requirements by studying existing and new security legislation; enforcing adherence to requirements; advising management on needed actions.
+ maintaining professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; participating in professional societies.
The director of compliance will be deemed successful having accomplished the following in the first 12 months of their tenure:
+ built out a robust banking compliance program and have successfully met aml/bsa and information security awareness programs requirements with clients’ businesses.
+ has kept up to date with all different audits, assessments, testing, requests and questionnaires sent by banking clients on an ongoing basis.
+ established relationships and credibility with banking partners as a subject matter expert and is valued for their impact and contribution.
Ideal candidate profile
+ bachelor’s degree or other applicable post-secondary education.
+ minimum 3 years of work experience in the banking industry, serving directly in a compliance, risk management, third-party management, or audit role.
+ broad knowledge of statutory and regulatory obligations governing financial organizations in the united states.
+ experience acting as a subject matter expert, ensuring compliance deliverables are executed within scope and delivered within prescribed timeframes.
+ ability to work in a fast-paced environment and remain organized, ability to set priorities and meet any established deadlines.
+ strong collaboration skills and the ability to work closely with a wide range of stakeholders, both internally and externally.
+ strong analytical thinking and problem-solving skills.
+ excellent written and oral communication and presentation skills.
+ familiarity with microsoft office products such as word, excel, outlook, visio, access and powerpoint
+ this role is 100% remote but requires occasional business travel to meet with clients.
(pdf files only)